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Laboratory of Erosion Control, Dep. of Forest Science, Graduate School of Agriculture, Kyoto Univ., Kyoto 606-8502, Japan
* Corresponding author (iritu{at}kais.kyoto-u.ac.jp).
All rights reserved. No part of this periodical may be reproduced or transmitted in any form or by any means, electronic or mechanical, including photocopying, recording, or any information storage and retrieval system, without permission in writing from the publisher.
Received 3 February 2007.
| ABSTRACT |
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| INTRODUCTION |
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The irregular water input by stemflow may affect not only the spatial and temporal distributions of soil water (Voigt, 1960) but also the physical and chemical properties of the soil (Gersper and Holowaychuk, 1970a,b) and root development (Herwitz and Levia, 1997). Ford and Deans (1977) found a greater concentration of fine roots close to tree stems and noted that this might reflect the spatial pattern of water flux in forest soil. Herwitz (1986) and Tanaka et al. (1991) observed soil erosion scars around the bases of trees and attributed these to infiltration excess produced by concentrated stemflow inputs to the forest floor. The influences of stemflow have been found not only on a small scale at the tree base but also in catchment hydrological processes such as runoff generation (Neave and Abrahams, 2002), groundwater recharge (Taniguchi et al., 1996), and solution chemical responses (Chang and Matzner, 2000).
Thus previous studies have provided information on soil water dynamics around trees and have suggested the influence of stemflow in catchment hydrologic processes. Owing to the low spatial resolution of water content and pore water pressure observations around trees and the limited number of investigated storm events, however, many of these studies have stressed the need for further investigation to generalize the effects of trees. Moreover, most previous studies have been conducted on relatively flat topography and have not adequately addressed the effects of stemflow on steep topography. Generally, trees on steep hillslopes incline toward the slope and have an "S" shape (Schweingruber, 1996, p. 276), unlike trees growing on flat land. Thus the stemflow may differ between trees on hillslopes and those on flat lands. An understanding of stemflow distribution and its effects on soil water dynamics for trees on steep hillslopes is necessary for modeling runoff generation from steep headwater catchments and for predicting shallow landslides.
The purpose of this study was to clarify the effects of a tree stand on rainfall infiltration processes on a steep forested hillslope based on high spatial resolution observations of throughfall, stemflow, soil water content, and pore water pressure for many storm events. Using observations of 141 storm events, we analyzed the preferential flow, heterogeneous soil water storage, and local generation of a saturated zone around a tree.
| Materials and Methods |
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The hillslope has a mean gradient of 28°, with brown forest soil classified as a Cambisol underlain by sandstone and slate (Fig. 1 ). It is predominantly covered with tall stewartia (Stewartia monadelpha Siebold & Zucc.) planted in 1956. Tall stewartia, which is widespread in natural forests in the western and southern parts of Japan, is a deciduous tree with smooth, exfoliated bark that exhibits leaf fall in November and regrowth in April.
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In June 2006, we installed tensiometers at the soil–bedrock interface at the same 10 points used for surface water content measurements (Fig. 1c). The soil depth to bedrock at each point was determined by penetration tests using a knocking-type cone penetrometer with a 60° bit, a cone diameter of 20 mm, a weight of 2 kg, and a fall distance of 50 cm. From the results of the penetration test, we computed the penetration resistance value, Nh, as the number of blows required for a 10-cm penetration. Previous investigations have proposed that an Nh value of 100 can be an indicator of the boundary between soil and bedrock (Okimura and Tanaka, 1980; Yoshimatsu et al., 2002). The soil depths of all points were estimated to be between 104 and 190 cm (Fig. 1c).
For throughfall and stemflow measurements, we selected another tall stewartia (S2 in Fig. 1a: height, 13.83 m; diameter at breast height, 21.7 cm; projected canopy area, 12.84 m2), located at a similar point on the slope and having a similar tree shape as tree S1. To measure throughfall distribution, we installed a tipping bucket rain gauge (7852M, Davis Instruments, Hayward, CA; 0.2 mm/tip; water collection area, 211 cm2) at each of six points: 200 (TF1), 150 (TF2), and 50 cm (TF3) upslope from the tree stem, and 50 (TF4), 100 (TF5), and 200 cm (TF6) downslope from the tree stem (Fig. 1a). Gross precipitation (open-area rainfall) was measured at an open site 112 m from the observation slope.
To separately collect the stemflow along the upslope (SF-up) and downslope (SF-down) sides of the trunk of tree S2, we used two tubes cut longitudinally and wrapped spirally around the upslope and downslope sides of the trunk (Fig. 2 ). The flow rates of SF-up and SF-down were measured using tipping-bucket gauges that tipped at 4.2 mL (7852M, Davis Instruments) and 500 mL (TQX-500, Ikeda, Keiki, Japan), respectively.
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| Results and Discussion |
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) at P3 and P5 increased at depths of 10, 20, and 30 cm, but no obvious changes were measured at 40 and 50 cm. At P6 and P7,
values increased at all depths up to 50 cm. The changes in
at P9 were similar to those at P3 and P5, with the changes confined to only the upper layers. Values of pore water pressure head (
) rose slightly in the upslope region (P3 and P5) and markedly in the downslope region (P6, P7, and P9). In particular,
at P6 and P7 became positive during storm events on 5 July, indicating the transient generation of a saturated zone.
In Period II,
values gradually decreased at all points. The
values showed greater decreases at points close to the tree (P5, P6, and P7) than at points away from the tree (P3 and P9) and exhibited diurnal changes at the end of the period, which might be the result of water uptake by the tree.
In Period III, the
values changed greatly at every point, corresponding to the heavier rainfall intensities during this period than during Period I. In particular, dramatic increases and decreases in
were measured at depths of 30 and 50 cm at P6, and at a depth of 30 cm at P7. The
values changed more gradually at P9 than at P6 and P7, so that P9 had a similar trend to those at P3 and P5. The
values increased greatly at every point. Before the heavy storm event of 17 July, the
value at P3 was still low, whereas the
value at P5 had already begun a gradual rise. During the heavy storm event from 17 to 19 July, the maximum
values at P3 and P5, which were located upslope from the tree stem, were 2.3 and 0.2 cm, respectively. In the downslope region, the
values showed very spiked responses. In this region, a saturated zone occurred frequently, with maximal
values of 30.0 and 16.3 cm at P6 and P7, respectively; P9 had a lower maximal
value (4.3 cm).
The results for Period I suggest that, during small storm events, remarkable increases in
and
occurred only at the points closest to the tree stem in the downslope region and that occurrences of positive pore water pressure were limited to those points. In contrast, the results for Period III suggest that obvious increases in
and
occurred at every point during a heavy storm event. A saturated zone expanded widely around the tree stem. At the same time, the largest positive pore water pressure was observed at the points closest to the tree stem in the region downslope from the tree. At those points,
at certain depths showed very spiked responses on the hyetograph.
To clarify the dynamics of
and
during small and heavy storm events, the data for two storm events (Fig. 3, blue-shaded areas) were analyzed.
Change in Soil Water Content and Pore Water Pressure during a Small Storm Event
Figure 4
shows results for the small storm event on 5 July 2006 (accumulated rainfall, 14.5 mm; average wind speed, 0.04 m/s; average wind direction, southwest), where soil water content change (
) is defined as the difference between the water content at the time of measurement and the initial water content observed at the start of the storm event. The distribution of 
clearly indicates where the water brought by the storm event was stored. The value of the hydraulic head (
) was computed as the sum of the observed
and the height for the
measurement, which corresponds to the height of the soil–bedrock interface (see Fig. 1c). Each lower panel in Fig. 4 shows the soil–bedrock interface, with the
value being the difference between the
value and the height of the soil–bedrock interface. For
values greater than the soil–bedrock interface, the generation of positive pore water pressure is indicated. In addition, each panel shows the initial
distribution observed at the start of the storm event.
At 170 min (Fig. 4a), the accumulated rainfall was 3.5 mm, and 
obviously increased at P6, especially at the 50-cm depth, where 
was >0.2. At the same time,
at P6 became higher than the height of the soil–bedrock interface, indicating the generation of positive pore water pressure. No obvious changes in 
and
were observed at the other points.
At 220 min (Fig. 4b), the accumulated rainfall was 10 mm, and the rainfall intensity reached the maximum (2 mm in 10 min) for this storm event, as did the average 
(0.029) for all points and depths (total of 50). At P6 and P7, 
increased greatly, especially at depths of 30 and 50 cm at P6 and 30 cm at P7; however, the increases in 
at other points were limited to the upper soil layers, from 0 to 10 cm. At P6,
reached a maximum in this event (corresponding
value of 25.3 cm), and increases in
were also found at P7 and P9. There were no changes in
in the upslope region.
When the rainfall intensity decreased to 0.5 mm in 10 min at 230 min (Fig. 4c), 
decreased greatly at P6 and P7 compared with the 
at 220 min (Fig. 4b). The increase in
reached a maximum at P7 in this event (corresponding
value of 9.8 cm), and positive pore water pressures were measured at P6 and P7. No changes in the
values were seen in the region upslope from the tree stem, including at P5 (50 cm from the tree stem).
When the storm event ended at 380 min (Fig. 4d), increases from the initial values were observed for
at all points in the downslope region except P10. At P6, the generation of positive
continued. In the upslope region, the subsurface layer had smaller 
values than the surface layer, suggesting that the wetting front was gradually expanding downward. In the upslope region, no obvious change in
was observed with this event, except for an increase of only 3.5 cm at P5.
In summary, 
increased rapidly and greatly at P6 and P7, especially at depths of 30 and 50 cm at P6 and 30 cm at P7. The increases in 
at other points were dominated by a slow expansion of the wetting front. The rapid propagation of infiltrated water at P6 and P7 caused a significant rise of
at the points closest to the tree stem in the downslope region, resulting in the generation of a saturated zone; however, no obvious change in
was observed in the upslope region, even at the points closest to the tree stem.
Change in Soil Water Content and Pore Water Pressure during a Heavy Storm Event
Figure 5
shows the results for a heavy storm event that occurred from 17 to 19 July 2006 (accumulated rainfall, 194 mm; average wind speed, 0.07 m/s; average wind direction, southeast). At 40 min, when the accumulated rainfall was still just 1 mm (Fig. 5a), remarkable increases in 
were measured at P6, and
at P6 rose over the bedrock surface, indicating the generation of a saturated zone.
At 200 min (Fig. 5b), the accumulated rainfall was 23.5 mm. Increased 
values were measured at all points, with the greatest increases occurring at 30 and 50 cm at P6 and 30 cm at P7. This trend was similar to that observed for the small storm event (see Fig. 4b). At the other points, the surface layer generally had a greater 
increase than the subsurface layers. At all points,
values in the downslope region rose to near or above the bedrock surface. Especially at P6 and P7, saturated zones were formed, and the maximum
values for this event were recorded at P6 (30.0 cm) and P7 (16.3 cm). There were no obvious changes in
at any of the points in the upslope region. The
values at P5 and P6 indicated the probable occurrence of water flow in the upslope direction.
At 520 min (Fig. 5c), the accumulated rainfall was 66.5 mm, and rainfall intensity had reached a maximum (5 mm in 10 min) for the event. The 
distribution was similar to that observed at 200 min (Fig. 5b). In the upslope region, an increase in
was observed at all points except P4.
At 2770 min (Fig. 5d), the accumulated rainfall was 175 mm, and the average 
at all points and depths became the largest (0.056) for this storm event. The distribution of 
was very similar to that observed at 200 min (Fig. 5b). In the region upslope from the tree stem, the
values were further increased compared with the values at 520 min (Fig. 5c).
In summary, the 
distributions observed during the heavy storm event were similar to those observed during the small storm event (Fig. 4). The heavy storm event caused increases in the pore water pressure at the soil–bedrock interface in the upslope region, where no such increases were observed during the small event. The downslope region, however, showed much more rapid and greater pore pressure increases than the upslope region. During the first high rainfall intensity period, we observed an expansion of a saturated zone from the downslope to the upslope region around the tree.
Throughfall and Stemflow Distribution Measured for a Heavy Storm Event
Figure 6
shows the accumulated heights of the open-area rainfall (OR), throughfall (TF), and stemflow for the heavy storm event illustrated in Fig. 5. The stemflow was measured separately along the upslope (SF-up) and downslope (SF-down) sides of the trunk (see Fig. 2). Stemflow height is shown in two ways: the observed total stemflow volume divided by the canopy projected area (Ac) and by the stemflow infiltration area (As). The Ac values in the regions upslope and downslope of tree S2 were 1.67 and 11.17 m2, respectively (Fig. 1a). To determine As, we used a model proposed by Tanaka et al. (1991, 1996), which assumes a ring infiltration area and the following relationship between the radius of the infiltration area, y (cm), and the diameter of the tree base, x (cm):
![]() | [1] |
![]() | [2] |
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As shown in Fig. 6, the stemflow per infiltration area on the downslope side of the tree stem was 3670 mm, which was 18.9 times the open-area rainfall. In contrast, the stemflow on the upslope side was only 45.6 mm, or 23.5% of the open-area rainfall. During a storm event on 11 Apr. 2006, an intense water flow developed on the downslope side of the trunk of tree S1, at a rainfall intensity of 3 mm/h (Fig. 7 ). At the same time, no obvious flow was observable on the upslope side of the trunk. A similar trend was observed for all tall stewartia trees in the study area (Fig. 1a), including tree S2 for which throughfall and stemflow were measured.
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Spatial Distribution of Water Content Increase
Figures 4b and 5d show the spatial distribution of 
when the average 
of all points and depths (total of 50) reached a maximum for the small and heavy storm events, respectively. For all 118 storm events that caused increases in soil water content during the entire observation period, we computed the 
distribution when the average 
value reached its maximum. To remove the factor of rainfall magnitude, 
at each observation point i (i = 1, 2, ..., 50) for the jth storm event (
ij) was rescaled by
![]() | [3] |
j are the mean and standard deviation of 
ij (i = 1, 2, ..., 50) for the jth storm event.
The spatial distribution of the rescaled water content increase, 
ij*, is shown as a box plot in Fig. 8
. Points P6 and P7, which were close to the downslope side of the tree stem, showed water content increases greater than the average (that is, 
ij* > 0) for most storm events. Point P6, which was located 25 cm downslope, showed an increase much greater than the average at every depth. At points other than P6 and P7, 
ij* was small and tended to decrease with increasing depth, suggesting that the rainwater stayed within the surface layers and that the wetting front had not yet reached farther depths. Such dependence of 
ij* on depth was not observed at P6 or P7, indicating that the rainwater rapidly expanded to the deeper layers at these points. Figure 8 shows that the spatial distribution of the water content increase observed for the small and heavy storm events shown in Fig. 4b and 5d was commonly found for all storm events.
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Smax, at each observation point and for each storm event was compared with the cumulative open-area rainfall from the start of the event to the time when
Smax was recorded (Fig. 9
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Smax values were more than 200 and 100%, respectively, of the cumulative open-area rainfall for most of the storm events. These results indicate that a large amount of rainwater converged at the downslope side of the tree stem. Except at P6 and P7, the
Smax was less than the cumulative open-area rainfall. Although P7 and P5 were both located 50 cm from the tree stem, the
Smax was much larger at P7 than at P5, clearly showing that the amount of water input was very different between the downslope and upslope sides of the tree stem.
For every point other than P6, the initial soil moisture condition showed no clear effect on the
Smax (Fig. 9). At P6, the
Smax under the wet antecedent condition tended to be smaller than that under the dry antecedent condition for storm events with cumulative rainfall >20 mm. When a heavy storm supplied a large amount of rainwater at P6 under the wet antecedent condition, the soil water storage at P6 easily reached the maximum water-holding capacity determined by the soil hydraulic properties. Thus, under the wet antecedent condition, the
Smax did not increase at P6 when the cumulative rainfall was greater than about 20 mm, resulting in a smaller
Smax than that under the dry antecedent condition.
Generation of Bypass Flow around the Tree
In Fig. 8, 
* at P6 tended to be large at depths of 10, 30, and 50 cm, and 
* at P7 was extremely large at 30 cm for some storm events. These irregular vertical distributions suggest the existence of bypass flows affected by tree root networks at P6 and P7; however, the irregular vertical distributions might be explained by the heterogeneous distribution of soil porosity that is effective for water storage rather than bypass flow.
In general, the occurrence of bypass flow is recognized when water content and pore water pressure respond to rainwater input earlier in deeper soil layers than in shallower layers (Kobayashi et al., 2000). For example, van Stiphout et al. (1987) demonstrated that water infiltration induced by bypass flow reached to depths of 60 and 135 cm, where macropores became discontinuous, whereas the wetting front in the soil matrix expanded only to depths of 7 to 12 cm. To evaluate bypass flow, we investigated occurrences of earlier water content response in a deeper layer (ERDL) at each point for each storm event. Here, we assumed that a water content increase of >0.005 cm3 cm–3 indicated a response to the rainwater input.
In Fig. 10 , each raw value corresponds to a specific storm event, and each column corresponds to a single sampling point (P1–P10) for the water content measurement. The white columns indicate points at which the water content did not respond to the storm event. The red and blue columns indicate points at which ERDL did and did not occur, respectively. Storm events are sorted primarily by total event rainfall (Ra) and secondarily by the average water content (Wi) at the start of the storm event for the region covered by the 10 monitoring points.
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Gaiser (1952) found at least one vertical channel per square meter of forest soil; the channels were formed by decayed root systems and contained materials more permeable to water than the surrounding soils. Furthermore, Noguchi et al. (1997, 1999) pointed out that infiltrated flow impeded by living roots can be diverted around the perimeter of the roots, as shown by white paint staining. Hiramatsu and Kumazawa (2002) reported that the equivalent hydraulic conductivity in areas surrounding tree roots was 1.1 to 3.2 times the soil matrix conductivity and that rainwater can be expected to concentrate around roots. These studies indicate that tree roots can form channels that serve as pathways for rapid water movement. Thus, we presume that, when a large amount of rainwater was supplied by stemflow to the downslope side of a tree stem, not all of the water infiltrated into the soil matrix, causing infiltration excess and activating these pathways. Thus, rainwater flowed along these pathways as bypass flow. This hypothesis was supported by the observations of the root system of tree S3 (Fig. 11 ), which was located just below the monitoring region for tree S1 (Fig. 1a). Figure 11 shows that, within the surface soil layer 40 cm thick, several thick roots 2 to 10 cm in diameter elongated in the downslope direction from the stem bottom, which could form the flow pathways. We also found many fine roots from the soil surface down to 50-cm depth. Below the depth of 50 cm, the number of roots was small.
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Generation of a Saturated Zone around the Tree
As for the small and heavy storm events shown in Fig. 4 and 5, respectively, the response of pore water pressure,
, at the soil–bedrock interface was greatly affected by the location relative to the tree stem. Similar results were obtained for all the storm events studied, as illustrated in Fig. 12
, which presents the raw value corresponding to each storm event from June to September 2006, with a column corresponding to each point (P1–P10) for the
measurement. The white columns indicate points where
did not respond to the storm event; the other column colors correspond to the maximum pore water pressure,
max, observed for the event. The numbers in each column represent the order of the
response time; for example, the number 1 for P6 indicates that, among the 10 points, P6 showed the earliest increase in
. The storm events in Fig. 12 are sorted primarily by total event rainfall (Ra) and secondarily by the average
values at the 10 monitoring points at the start of the storm event.
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values responded to rainwater input more frequently in the downslope region than in the upslope region. In particular, a
response was measured most frequently at P6, even for small storm events with total rainfall of <4 mm. For every event,
increased earliest at P6. Comparing P5 and P7, both of which were 50 cm from the tree stem,
always responded earlier at P7 than at P5. Thus, the
values tended to increase earlier at downslope points than at upslope points. Moreover,
max was larger downslope from the tree stem than in the upslope region;
max was largest and frequently exceeded 20 cm at P6, which was 25 cm downslope from the tree stem. In the downslope region,
max was frequently positive, indicating the generation of a saturated zone, whereas the upslope region remained unsaturated, except for one storm event. In the upslope region, P5 had the most frequent
responses. We presume that the large increases in
at P6 (e.g., Fig. 5b) caused a total head gradient in the upslope direction, expanding the saturated zone at P6 to the upslope region and causing
responses at P5.
An extremely rapid
response in the downslope region and an asymmetrically distributed saturated zone around the tree can greatly affect the waveform of a storm hydrograph, as well as the location and timing of shallow landslide occurrences because the formation of perched groundwater in the soil mantle generally controls rainwater discharge and slope instability on steep landscapes (Anderson and Sitar, 1995; Wang and Sassa, 2003). For a single storm event at a gentle hillslope inclined at 3°, Durocher (1990) observed that soil water pressure tended to show more rapid and greater changes underneath the trees than in areas apart from the trees, and attributed this to the concentration of rainwater by stemflow; however, Durocher (1990) did not find any difference in the pressure responses between regions upslope and downslope from the tree stem. Our study demonstrates significantly different responses of pore water pressure at the soil–bedrock interface between upslope and downslope regions for various storm events, thereby clarifying the effects of a tree stand on rainfall infiltration processes on a steep forested hillslope.
| Conclusions |
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As a consequence of stemflow, topography, and bypass flow, the pore water pressure at the soil–bedrock interface increased rapidly and greatly in the downslope region, especially at points close to the tree stem. In the upslope region, the increases in the pore water pressure were slow and small. This produced an asymmetric saturated zone around the tree. In comparison to studies on other tree species, tall stewartia produced smaller throughfall and greater stemflow, with respective percentages of 47.3 and 38.9%.
This study clarified the significant difference in soil water dynamics between the upslope and downslope sides of a tree stand growing on a steep hillslope. Investigation of soil water dynamics around other tree species on steep hillslopes could be one direction for future studies. In addition, the phenomenon of the irregular water input caused by tree stands should be combined with a hydrologic hillslope model for accurately estimating the soil water dynamics on a steep hillslope.
| ACKNOWLEDGMENTS |
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| REFERENCES |
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